Compliance & Professional Standards
Supporting High Standards in Financial Advice
Orion Wealth provides a structured compliance and oversight framework to support financial advisers and advice practices operating within our network.
Our approach is designed to help authorised representatives understand and meet their regulatory and professional responsibilities while maintaining appropriate standards across the financial advice process.
Through ongoing compliance guidance, advice oversight and professional support, Orion Wealth helps maintain a consistent framework for the delivery of financial advice across its authorised network.
- Compliance guidance
- Advice oversight
- Professional standards
A Consistent Approach to Financial Advice
Structured Framework
Clear processes and professional resources provide a consistent foundation across the Orion Wealth network.
Ongoing Oversight
Regular oversight and support help maintain appropriate standards across the financial advice environment.
Continuous Support
Advisers and practices are supported with resources and systems as their needs and the financial services environment evolve.
Supporting Better Financial Advice Together
Orion Wealth supports financial advisers and advice practices through an established professional network focused on quality financial advice.
- Professional Adviser Network
- Professional Resources
- Established Advice Practices
- Australia-Wide Support
- Industry Experience
- Long-Term Relationships
Have an enquiry?
Contact Orion Wealth for information about our organisation, adviser network and financial advice framework.
Contact UsFrequently asked questions
What is Orion Wealth?
Orion Wealth is an Australian Financial Services Licensee providing the licensing, professional and operational framework that supports financial advisers and financial planning practices across its network.
What is an Australian Financial Services Licence (AFSL)?
An AFSL is a licence issued by ASIC that authorises a business to provide specified financial services in Australia, subject to the conditions and authorisations of its licence.
Does Orion Wealth provide financial advice directly to clients?
Financial advice is provided through financial advisers and advice practices operating within the Orion Wealth network. The appropriate adviser will depend on the client's circumstances and advice requirements.
How can I find a financial adviser within the Orion Wealth network?
Orion Wealth works with financial advice practices across its network. You can contact Orion Wealth to identify an appropriate advice practice or visit our adviser network to learn more.
Get in Touch with us
For enquiries about Orion Wealth, our adviser network or general information, contact our team using the details below.